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555 Madison Ave Suite 1303, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-01 |
Branch Locations
555 Madison Ave Suite 1303, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 08/2007 | 08/2021 |
| Raymond James & Associates, Inc. | New York | NY | 08/2021 | Present |
| Kahn Brothers Llc | New York | NY | 03/2022 | Present |
1.)Name of the other business: Kahn Brothers Advisors LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser; Position/title: Operations and order entry; Start Date: 3/2022; Approximate number of hours/month you devote to the other business; 20hrs. per month; the number of hours you devote to the other business during securities trading hours; 10 hrs/month. Brief description of duties relating to other business: Operations and order entry. 2.)Name of the other business: KB Group Asset Management LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Investment Company with no clients; Position/title: Operations and order entry; Start Date: 3/2022; Approximate number of hours/month you devote to the other business; 1hrs. per month; the number of hours you devote to the other business during securities trading hours; 1 hrs/month. Brief description of duties relating to other business: Operations and order entry. 3.)Name of the other business: Kahn Brothers Asset Management Corp; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser to private partnership; Position/title: Operations and order entry; Start Date: 3/2022Approximate number of hours/month you devote to the other business; 3hrs. per month; the number of hours you devote to the other business during securities trading hours; 0.5 hrs/month. Brief description of duties relating to other business: Operations and order entry. 4.)Name of the other business: KB & Partners Management Co LLC; Investment Related: yes ; Address of the other business: 555 Madison Ave, Suite 1303; Nature of the other business: Registered Investment Adviser to private partnership; Position/title: Operations and order entry; Start Date: 3/2022; Approximate number of hours/month you devote to the other business; 3hrs. per month; the number of hours you devote to the other business during securities trading hours; 0.5 hrs./month. Brief description of duties relating to other business:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-16 |
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