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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-10-10 |
Branch Locations
14143 Denver West Pkwy Suite 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wisdom Wealth Stratgies, Llc | Denver | CO | 01/2010 | 10/2016 |
| Lpl Financial, Llc | Denver | CO | 10/2016 | Present |
| Western Wealth Management, Llc | Denver | CO | 10/2016 | Present |
1. 10/07/2016: No Business Name - Real Estate Rental - Investment Related - 1534 S. Columbine St, Denver, CO 80210 - Start 08/09/2016 - 1 Hr/Mo; 10% Time Spent - joint owner on title of home, landlord 2. 10/07/2016: No Business Name - Non-Variable Insurance Commission Trails - Investment Related - 650 South Cherry St, suite 1240, Denver, CO 80246 - Start 09/23/2016 - 4 Hr/Mo; 1 Hour(s) During Securities Trading; 5% Time Spent - American General Life and Accident and Life Insurance Company of the Southwest 3. 10/12/2016: Western Wealth Management, LLC - Registered Investment Advisor Hybrid - Investment Related - 141143 Denver West Parkway, suite 510, Golden, CO 80401 - Start 09/23/2016 - 120 Hr/Mo; 8 Hour(s) During Securities Trading; 95% Time Spent - I provide investment advisory services through Western Wealth Management, an independent investment advisor firm. I started this business activity in October, 2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/4/2017: Gradient Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/27/16 - 2 Hours Per Month During Securities Trading - Fixed insurance. 5. 3/24/2017: Long Term Care Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/15/2017 - 2 Hours Per Month During Securities Trading - Fixed insurance. 6. 9/29/2017 - Highland Capital Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/29/2017 - 5 Hours Per Month During Securities Trading. 7. 11/21/2018 - True North Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/30/2018 - 200 Hours Per Month/200 Hours During Securities Trading. 8. 5/21/2020 - Western Wealth Management, LLC - DBA: True North Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 05/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-04-26 |
| S65 | Uniform Investment Adviser Law Examination | 2008-11-21 |
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