Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-19 |
| NY | RA | APPROVED | 2022-07-14 |
Branch Locations
1500 Broadway 27Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Roseland | NJ | 06/2013 | 09/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Roseland | NJ | 06/2013 | 09/2018 |
| Mercer Global Advisors Inc. | New York | NY | 09/2018 | 07/2022 |
| Mercer Global Advisors | New York | NY | 07/2022 | 07/2022 |
| Mariner Wealth Advisors | New York | NY | 07/2022 | Present |
Non-variable Insurance - Providing different insurance services to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
Reach out to this advisor