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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2018-05-14
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2018-05-14

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

388 Greenwich Street , New York, NY 10013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Long Island City NY 11/2015 Present
  • 11/2015 → Present
    Citigroup Global Markets
    Long Island City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-10
S63 Uniform Securities Agent State Law Examination 2007-03-16
  • S66 Uniform Combined State Law Examination
    2018-05-10
  • S63 Uniform Securities Agent State Law Examination
    2007-03-16

View on SEC IAPD

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