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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-27
TX RA APPROVED 2019-12-16
CA RA APPROVED 2014-05-19
  • AZ RA
    APPROVED
    Since 2023-07-27
  • TX RA
    APPROVED
    Since 2019-12-16
  • CA RA
    APPROVED
    Since 2014-05-19

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

1800 West Loop South Suite 1450, Houston, TX 77027 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc Houston TX 05/2014 Present
  • 05/2014 → Present
    Cnr Securities, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-03
  • S66 Uniform Combined State Law Examination
    2012-12-03
Designations

View on SEC IAPD

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