Best Investors Account Sign in

John Sawyer

J.P. Morgan Securities LLC

Kingwood, TX

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

1075 Kingwood Drive, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Kingwood TX 06/2007 Present
J.P. Morgan Securities Llc Kingwood TX 10/2012 Present
Previous Registrations
  • 2009-02-17 → 2012-10-01
    Chase Investment Services Corp.
    Kingwood, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Kingwood, TX
    Kingwood, TX
    Kingwood, TX
    Kingwood, TX
    Kingwood, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-15
S63 Uniform Securities Agent State Law Examination 2007-06-29
  • S66 Uniform Combined State Law Examination
    2009-02-15
  • S63 Uniform Securities Agent State Law Examination
    2007-06-29
Other Names
  • John M Sawyer
  • John Sawyer
  • John Michael Sawyer

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
ROTH FINANCIAL PARTNERS LLC
LPL FINANCIAL LLC
WEALTH MANAGEMENT
MTR FINANCIAL SERVICES, LLC
SYMPHONY FINANCIAL, LTD. CO.

Other Investors

KYLE ANDREW SADLER
LINDSEY C. REDDING
DAVID PATRICK FARRELL
BRIAN F LA ROCCA
CRAIG F ZUMPANO
ROBERT L (II) HAYES
BRADFORD J BOIKE
Jonathan Andrew Conner

Other Offices

OSAIC WEALTH, INC. · KINGWOOD, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
OSAIC WEALTH, INC. · KINGWOOD, TX
ROTH FINANCIAL PARTNERS LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
LPL FINANCIAL LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX

More in Kingwood, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor