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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-04-24 |
Branch Locations
2021 Midwest Rd Ste 200, Oak Brook, IL 60523-1370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | La Grange | IL | 04/2008 | Present |
1. 5/20/2008: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ANTIOHO INVESTMENT PLANNING GROUP, LLC - REGISTERED ADMINISTRATIVE ASSOCIATE. - INVESTMENT RELATED - LA GRANGE, IL. 2. 8/2/2013- Antioho Financial Group, Inc- TAX PREP/ACCOUNTING/CPA- NOT INV RELATED; AT REPORTED BUSINESS LOCATION(S)- TAX PREPARATION FOR INDIVIDUALS, PAYROLL TAX FILINGS. - TIME SPENT 15%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-02 |
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