Anne Kathleen Simpson

Current Employers

Employment History

• 10/2016 → 10/2022
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2016 → 10/2022
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2015 → 10/2016
  Kenwyck Capital, Llc
  Alpharetta, GA
• 09/2022 → 08/2024
  Odyssey Personal Financial Advisors, Llc
  Roswell, GA
• 10/2022 → 08/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2024 → Present
  Kenwyck Capital, Llc
  Marietta, GA

Previous Registrations

• 2022-09-19 → 2024-08-06
  Odyssey Personal Financial Advisors, Llc
  Roswell, GA
• 2016-10-19 → 2022-10-28
  Cetera Investment Advisers Llc
  Roswell, GA
• 2015-01-08 → 2015-05-13
  Edward Jones
  Alpharetta, GA
  St Louis, MO
  Roswell, GA

Other Businesses

Anne Simpson is currently on the Investment Committee for Alpha Delta Pi Sorority Foundation. This volunteer position involves reviewing the activities of the investment manager for the Foundation's investment portfolio to ensure the manager is adhering to the investment policy. This activity accounts for approximately 2% of her time and she receives no compensation for her involvement. Located at 1386 Ponce De Leon Ave NE, Atlanta, GA 30306. Nature - Sorority Foundation. Start - 01/2022. 2 hours per fiscal quarter during trading hours. Duties - ensure the foundation's endowment is managed in accordance to its investment chapter by outside money manager. Anne Simpson currently volunteers with Savvy Ladies Helpline, a pro bono community of financial advisors that help women with personal financial questions. Anne Simpson provides pro bono financial suggestions and guidance to women within the Savvy Ladies Helpline, with no expectation of compensation, maximum of 2 hours each month, which may occur during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-07

Designations

Other Names

• Anne Kathleen Roedl
• Anne K Simpson