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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Shelton | CT | 08/2011 | 11/2016 |
| Penn Mutual Life Insurance Co | Horsham | PA | 11/2016 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 12/2016 | Present |
1) MULTI-LINE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES / KANE AGENCY | POSITION HELD: OFFICER-CEO | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | | START DATE: 2016-11-25 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 41-100 HOURS | DESCRIPTION OF DUTIES: MANAGE & DEVELOPMENT OF SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS, INCLUDING LIFE SETTLEMENTS EFF 05/15/2023 FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) REAL ESTATE VIRGINIA CAPITOL PROPERTIES | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD:PRESIDENT/PARTNER | ADDRESS: 215 W 88TH STREET APT 10H NEW YORK, NY 10024 | START DATE: 8/1/2010 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: 33% LIMITED PARTNER/PRESIDENT THAT MANAGES RENTAL PROPERTY. OWN ADDITIONAL PROPERTIES IN RICHMOND VA. 3) EMPIRE BROKERAGE LLC | INVESTMENT RELATED: YES | DBA NAME: EMPIRE BROKERAGE LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 215 W 88TH STREET, APT 10H NEW YORK, NY 10024 | START DATE: 10/1/2021 | NATURE OF ACTIVITY: PROPERTY/CASUALTY /LIFE INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: OPENED THIS LLC FOR POTENTIAL BROKERAGE 4) BOARD MEMBER OF INSURANCE COMPANY | INVESTMENT RELATED: NO | DBA NAME: The Penn Insurance and Annuity Company of New York | POSITION HELD: BOARD MEMBER | ADDRESS: 200 DAY HILL RD., WINDSOR, CT 06095 | START DATE: 1/1/2020 | NATURE OF ACTIVITY: OTHER - INSURANCE COMPANY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: AS BOARD MEMBER PROVIDING GUIDEANCE TO THE COMPANY'S EXECUTIEVE TEAM. VANTIS LIFE INS. CO. OF NEW YORK IS A SUBSIDIARY OF THE PENN MUTUAL LFIE INS. CO. 5) BOARD MEMBER FOR FINCESCA NY. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 10/15/2020 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS. 6)MULTI-LINE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: OFFICER-CEO | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | | START DATE: 01/01/2024 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 41-100 HOURS | DESCRIPTION OF DUTIES: MANAGE & DEVELOPMENT OF SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS, INCLUDING LIFE SETTLEMENTS EFF 05/15/2023 FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-15 |
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