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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-09-12 |
| NY | RA | APPROVED | 2021-10-26 |
| FL | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED | 2009-05-11 |
Branch Locations
1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States
Miami Beach, FL • United States
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
Snowmass Village, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 05/2008 | Present |
1)NUSSENTIALS CORPORATION; PO Box 421566, Houston, TX 77242-1566; Health and Wellness. No specific duties or responsibilities, time spent is at my discretion; 8/17/2009; Business hours per month: 6 2)NAME OF OTHER BUSINESS: Glass Castle LLC / INVESTMENT RELATED?: Y / ADDRESS: 280 Saint Marks Avenue,Brooklyn, NY / NATURE OF THE BUSINESS: Real Estate / POSITION:Owner/ DUTIES:Pay bills and collect rent / START DATE: 3/1/2021 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-21 |
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