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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-27 |
| AL | RA | APPROVED | 2009-06-01 |
Branch Locations
Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Mobile | AL | 02/2002 | Present |
| Morgan Stanley Smith Barney | Mobile | AL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
Rental Property; Galveston TX; Investment related; Rental; Sole Proprietor / Owner / Partner; 04/2017; During business hours: 0, After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-04 |
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