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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2009-01-02
TX RA APPROVED 2009-01-02
  • IA RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

314 1/2 E. Burlington St., Iowa City, IA 52240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rjfs, Inc Iowa City IA 01/2007 Present
Raymond James Financial Services Advisors, Inc Iowa City IA 01/2009 Present
James Investment Group Iowa City IA 05/2009 11/2016
Performance Gym Coralville IA 12/2014 01/2018
Jeremy D James Llc Iowa City IA 10/2016 Present
James Investment Group, Inc Iowa City IA 10/2016 Present
  • 01/2007 → Present
    Rjfs, Inc
    Iowa City, IA
  • 01/2009 → Present
    Iowa City, IA
  • 05/2009 → 11/2016
    James Investment Group
    Iowa City, IA
  • 12/2014 → 01/2018
    Performance Gym
    Coralville, IA
  • 10/2016 → Present
    Jeremy D James Llc
    Iowa City, IA
  • 10/2016 → Present
    James Investment Group, Inc
    Iowa City, IA
Other Businesses

(1)Name of Business: James Family, LLC Address: 673 Westbury Dr Ste 101, Iowa City, IA, 52245, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/01/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC bought office building to house James Investment Group, Inc. The partnership is with my mother, Lois, who is also part owner of James Investment Group, Inc. (2)Name of Business: James Investment Group, Inc Address: 673 Westbury Dr Ste 101, Iowa City, IA, 52317, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: When I purchased this business from Lois E James 10/1/2016, I purchased as Jeremy D James, LLC, DBA James Investment Group, Inc. I am the sole owner and branch manager. (3)Name of Business: Jeremy D James LLC Address: 673 Westbury Dr Ste 101, Iowa City, IA, 52245, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business owner (4)Name of Business: LERDAL JIM Address: 1685 Redbud Circle, North Liberty, IA, 52317, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 03/02/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am listed on my uncle's testamentary trust as a trustee for his grandson. It will only come into to play if he and my cousin both pass away and the child is under age.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2007-05-14
Other Names
  • Jeremy D. James

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