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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-08-28
  • LA RA
    APPROVED
    Since 2018-08-28

Branch Locations

1042 Camellia Blvd Suite 11, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lafayette LA 12/2008 08/2018
Prospera Financial Services Inc. Dallas TX 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-10
  • S66 Uniform Combined State Law Examination
    2000-04-10

View on SEC IAPD

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