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Michael J Huber

Prospera Financial Services, Inc.

Lafayette, LA

CRD 4133600

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Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-08-28
  • LA RA
    APPROVED
    Since 2018-08-28

Branch Locations

1042 Camellia Blvd Suite 11, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lafayette LA 12/2008 08/2018
Prospera Financial Services Inc. Dallas TX 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-10
  • S66 Uniform Combined State Law Examination
    2000-04-10

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
NEWEDGE ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Michael Shane Goff
Andre Charles Stafford
ELIAS ANTONIO RAMIREZ

Nearby Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA

More in Lafayette, LA

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