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CRD 5269552
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-01-28 |
| UT | RA | APPROVED | 2025-01-21 |
| NC | RA | APPROVED | 2015-07-30 |
Branch Locations
6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States
550 S 4Th St 13Th Fl [Minn Rcast], Minneapolis, MN 55415 • United States
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
PAPARAZZI ACCESSORIES, NOT INV RELATED, LINCOLNTON, NC, INDEPENDENT CONSULTANT, START 3/15/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, JEWELRY AND ACCESSORIES SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-20 |
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