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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-24 |
| FL | RA | APPROVED | 2019-08-19 |
| TX | RA | APPROVED | 2019-08-16 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Fort Lauderdale | FL | 12/2006 | 08/2019 |
| United States Marine Corp | Margate | FL | 04/1999 | Present |
| Bank Of America, N.A. | Plantation | FL | 05/2011 | 08/2019 |
| Morgan Stanley Smith Barney Llc | Ft. Lauderdale | FL | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | Present |
*523925- Rental Property; Investment related-Yes; Coconut Creek, Florida; Real Estate; owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2006; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-15 |
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