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Christopher J Dennis

Rbc Capital Markets, LLC

Houston, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-28
  • TX RA
    APPROVED
    Since 2025-07-28

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc Pasadena CA 02/2011 10/2017
Atlanta Capital Group Atlanta GA 10/2015 07/2025
Arkadios Capital Atlanta GA 10/2017 12/2019
Morgan Stanley Houston TX 12/2019 07/2025
Rbc Capital Markets, Llc Houston TX 07/2025 Present
  • 02/2011 → 10/2017
    Western International Securities, Inc
    Pasadena, CA
  • 10/2015 → 07/2025
    Atlanta Capital Group
    Atlanta, GA
  • 10/2017 → 12/2019
    Arkadios Capital
    Atlanta, GA
  • 12/2019 → 07/2025
    Morgan Stanley
    Houston, TX
  • 07/2025 → Present
    Rbc Capital Markets, Llc
    Houston, TX
Previous Registrations
  • 2019-12-24 → 2025-06-10
    Morgan Stanley
    Houston, TX
    League City, TX
    League City, TX
  • 2015-11-11 → 2019-12-06
    Acg Wealth Inc.
    Houston, TX
    Atlanta, GA
    Houston, TX
  • 2011-03-31 → 2015-12-31
    Western International Securities, Inc.
    Houston, TX
  • 2011-01-25 → 2011-04-01
    Burnham Asset Management Corp
    Houston, TX
  • 2011-02-18 → 2011-02-18
    Western International Securities, Inc.
    Houston, TX
  • 2007-07-03 → 2009-08-21
    Citigroup Global Markets Inc.
    New York, NY
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-01
  • S66 Uniform Combined State Law Examination
    2007-07-01
Other Names
  • Christopher John Dennis

View on SEC IAPD

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