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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
IL RA APPROVED 2024-02-05
  • TX RA
    APPROVED
    Since 2024-08-28
  • IL RA
    APPROVED
    Since 2024-02-05

Branch Locations

One N. Dunton Avenue, Arlington Hts, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Arlington Heights IL 11/2020 Present
J.P. Morgan Securities Llc Arlington Heights IL 11/2020 Present
Park Community Credit Union Louisville KY 08/2019 02/2020
Jpmorgan Chase Bank, N.A. Louisville KY 05/2009 08/2019
Unemployed Brentwood TN 03/2020 08/2020
Unemployed Schaumberg IL 09/2020 10/2020
  • 11/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Arlington Heights, IL
  • 11/2020 → Present
    Arlington Heights, IL
  • 08/2019 → 02/2020
    Park Community Credit Union
    Louisville, KY
  • 05/2009 → 08/2019
    Jpmorgan Chase Bank, N.A.
    Louisville, KY
  • 03/2020 → 08/2020
    Unemployed
    Brentwood, TN
  • 09/2020 → 10/2020
    Unemployed
    Schaumberg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-19
S63 Uniform Securities Agent State Law Examination 2021-02-22
  • S66 Uniform Combined State Law Examination
    2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    2021-02-22
Other Names
  • Tejal A Shal
  • Tejal A Shah

View on SEC IAPD

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