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Catherine Ashley Johnson

Morgan Stanley

Mobile, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-27
AL RA APPROVED 2020-09-30
  • TX RA
    APPROVED
    Since 2020-11-27
  • AL RA
    APPROVED
    Since 2020-09-30

Branch Locations

Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mobile AL 10/2019 Present
Hancock Whitney Destin FL 09/2015 11/2019
  • 10/2019 → Present
    Morgan Stanley
    Mobile, AL
  • 09/2015 → 11/2019
    Hancock Whitney
    Destin, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-30
  • S66 Uniform Combined State Law Examination
    2020-09-30
Other Names
  • Ashley Walters
  • Catherine Ashley Walters
  • Catherine Ashley Walters
  • Catherine Ashley Johnson

View on SEC IAPD

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FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL
EDWARD JONES · MOBILE, AL
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