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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-07 |
| NC | RA | APPROVED | 2025-11-21 |
| ME | RA | APPROVED | 2025-08-11 |
| OK | RA | APPROVED | 2025-07-28 |
| WI | RA | APPROVED | 2025-07-09 |
| MA | RA | APPROVED | 2024-08-13 |
| AZ | RA | APPROVED | 2024-03-01 |
| RI | RA | APPROVED | 2023-03-28 |
| TX | RA | APPROVED_RES | 2023-03-13 |
| CA | RA | APPROVED | 2023-01-30 |
| MD | RA | APPROVED | 2022-11-09 |
| IL | RA | APPROVED | 2022-07-26 |
| OR | RA | APPROVED | 2022-03-22 |
| CT | RA | APPROVED | 2022-03-02 |
| NY | RA | APPROVED | 2021-04-16 |
| CO | RA | APPROVED | 2020-01-27 |
| NH | RA | APPROVED | 2019-06-27 |
| VA | RA | APPROVED | 2019-06-25 |
| GA | RA | APPROVED | 2019-05-07 |
| PA | RA | APPROVED | 2018-01-11 |
| FL | RA | APPROVED | 2017-05-09 |
| NJ | RA | APPROVED | 2017-05-01 |
Branch Locations
900 Stewart Avenue Suite 500, Garden City, NY 11530 • United States
261 Madison Avenue 27Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | New York | NY | 05/2016 | Present |
| Park Avenue Securities | New York | NY | 05/2016 | Present |
| Guardian Life Insurance | Garden City | NY | 09/2018 | Present |
| Park Avenue Securities | Garden City | NY | 09/2018 | Present |
1. ROBERT P DEPALO JR ESQ, P.C.-Entity I maintain for any legal services I will provide in the area of Trust and Estates as well as Corporate Law, Start: 05/20/2016, Address: 900 Stewart Ave, Suite 200 Garden City, NY 11530, 15 total hours per month; 10 during securities trading hours, Not investment related, More than 10% annual compensation, 2. Insurance Brokering-Appointed with outside carriers for purpose of brokering non-registered insurance products, Start: 05/20/2016, Address: 900 Stewart Ave, Suite 200 Garden City, NY 11530, 5 bus hrs per month, Investment related, 3. Author-Maximizing Legacy Alpha, Start Date: 4/15/2026, Nature: Book writing, Address: 900 Stewart Ave, Suite 500, Garden City, NY 11530, Duties: Author, 3 total hours per month; 3 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-24 |
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