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Douglas Brent Arnell

LPl Financial LLC

Salt Lake City, UT

Clifton, CO

Jackson, WY

Grand Junction, CO

Layton, UT

Salt Lake City, UT

North Ogden, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-07-19
NE RA APPROVED 2023-07-19
TX RA APPROVED_RES 2023-07-19
UT RA APPROVED 2023-07-19
WY RA APPROVED 2023-07-19
  • CO RA
    APPROVED
    Since 2023-07-19
  • NE RA
    APPROVED
    Since 2023-07-19
  • TX RA
    APPROVED_RES
    Since 2023-07-19
  • UT RA
    APPROVED
    Since 2023-07-19
  • WY RA
    APPROVED
    Since 2023-07-19

Branch Locations

2011 East Blackstone Road, Salt Lake City, UT 84121 • United States

3201 F Rd, Clifton, CO 81520 • United States

160 W Pearl St, Jackson, WY 83001 • United States

1211 N 7Th St, Grand Junction, CO 81501 • United States

683 W Antelope Dr, Layton, UT 84041 • United States

142 East 200 South, Salt Lake City, UT 84111 • United States

North Ogden, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Salt Lake City UT 12/2013 Present
Bank Of The West Salt Lake City UT 12/2013 Present
Lpl Financial Llc Salt Lake City UT 07/2023 Present
  • 12/2013 → Present
    Bancwest Investment Services
    Salt Lake City, UT
  • 12/2013 → Present
    Bank Of The West
    Salt Lake City, UT
  • 07/2023 → Present
    Lpl Financial Llc
    Salt Lake City, UT
Previous Registrations
  • 2013-12-09 → 2023-07-19
    Bancwest Investment Services, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
    Rock Springs, WY
    Green River, WY
    Hot Springs, SD
    Bridgeport, NE
  • 2011-09-12 → 2013-12-03
    Key Investment Services Llc
    Ogden, UT
    Denver, CO
    Ogden, UT
    Logan, UT
  • 2007-04-10 → 2009-10-08
    Edward Jones
    Logan, UT
    Hyrum, UT
    St Louis, MO
    Logan, UT
Other Businesses

1. 04/27/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-04
  • S66 Uniform Combined State Law Examination
    2007-04-04
Other Names
  • Douglas Arnell

View on SEC IAPD

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Other Offices

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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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