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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-08
PA RA APPROVED 2020-01-10
  • TX RA
    APPROVED_RES
    Since 2021-11-08
  • PA RA
    APPROVED
    Since 2020-01-10

Branch Locations

614 Church Street, Honesdale, PA 18431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Honesdale PA 08/2014 01/2020
Raymond James Financial Services, Inc. Honesdale PA 01/2020 Present
  • 08/2014 → 01/2020
    Wells Fargo
    Honesdale, PA
  • 01/2020 → Present
    Raymond James Financial Services, Inc.
    Honesdale, PA
Previous Registrations
Other Businesses

(1) Name of Business: Krupa Wealth Management Address: 614 Church St, Honesdale, PA, 18431, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/23/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: President/owner (2) Name of Business: Krupa Wealth Management Address: 32 Ledgefield Rd, Honesdale, PA, 18431, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Current RJFS officeonly Tenant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-13
  • S66 Uniform Combined State Law Examination
    2007-03-13

View on SEC IAPD

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