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Louis Elliot Berger

Washington Square Capital Management LLC

New York, NY

CRD 5265166

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Employer firm

Washington Square Capital Management LLC CRD 150335

$90.4M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Washington Square Capital Management Llc

250 Broadway 24Th Flr, New York, NY 10007 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-20
TX RA APPROVED 2014-06-05
  • NY RA
    APPROVED
    Since 2021-06-20
  • TX RA
    APPROVED
    Since 2014-06-05

Branch Locations

33 West 19Th Street 4Th Floor, New York, NY 10011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington Square Capital Management Llc New York NY 05/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-30
  • S66 Uniform Combined State Law Examination
    2007-03-30
Other Names
  • Louis Berger

View on SEC IAPD

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