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Christopher Vincent Sheehy

Harborlight Investments, LLC

El Cerrito, CA

Santa Cruz, CA

CRD 5264526

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Employer firm

Harborlight Investments, LLC CRD 285805

$106M regulatory AUM 15 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Harborlight Investments, Llc

516 El Cerrito Plaza, El Cerrito, CA 94530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-01-10
  • CA RA
    APPROVED
    Since 2017-01-10

Branch Locations

516 El Cerrito Plaza, El Cerrito, CA 94530 • United States

180 7Th Ave Suite 204, Santa Cruz, CA 95062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wynn Capital Management Santa Cruz CA 09/2015 12/2016
Harborlight Investments, Llc El Cerrito CA 01/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-10
S63 Uniform Securities Agent State Law Examination 2012-01-07
  • S65 Uniform Investment Adviser Law Examination
    2015-07-10
  • S63 Uniform Securities Agent State Law Examination
    2012-01-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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