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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2020-02-06
  • RI RA
    APPROVED
    Since 2020-02-06

Branch Locations

120 Hebron Avenue Suite 2B, Glastonbury, CT 06033 • United States

Stratford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc Shelton CT 12/2006 03/2017
Massachusetts Mutual Life Insurance Company Shelton CT 07/2016 12/2017
Mml Investors Services, Llc Shelton CT 03/2017 12/2017
Equity Services, Inc. Montpelier VT 12/2017 Present
National Life Group Glastonbury CT 12/2017 Present
  • 12/2006 → 03/2017
    Metlife Securities, Inc
    Shelton, CT
  • 07/2016 → 12/2017
    Massachusetts Mutual Life Insurance Company
    Shelton, CT
  • 03/2017 → 12/2017
    Mml Investors Services, Llc
    Shelton, CT
  • 12/2017 → Present
    Montpelier, VT
  • 12/2017 → Present
    National Life Group
    Glastonbury, CT
Other Businesses

*MAFFE FINANCIAL GROUP,120 HEBRON AVENUE SUITE 2B, GLASTONBURY, CT. INV REL, INSURANCE,AGENT,12/01/2017, MANAGING DIRECTOR, 160 HRS/MTH, DURING TRD/HRS. *3-POINT LLC,120 HEBRON AVENUE SUITE 2B, GLASTONBURY, CT, 3/01/2020, ONGOING, INV REL, DURING TRD/HRS, INSURANCE, PARTNER, LLC SET UP TO HELP ADMINISTER SHARING WORK DONE BY GROUP, 5%. *BATTLECON BASKETBALL, 5 CROWN STREET, STRATFORD, CT 06418, ONGOING, 7/12/2022, NOT INV REL, NOT DURING TRD/HRS, YOUTH BASKETBALL PROGRAM,OWNER, COACHING BASKETBALL, 5%. *MARIA CONLON, 43 LAKE AVE EXT, DANBURY,CT, 06811, ONGOING, NOT INV REL, 10/04/2024, HEAD BASKETBALL COACH, DURING TRD/HRS,25%. *SQUARE PEG PIZZERIA SHELTON LLC. 320 HOWE AVE UNIT 6 SHELTON CT. NOT INV REL. APRIL 2025. PART OWNER. PARTIAL STAKEHOLDER IN BUSINESS. DURING SOME TRADE HRS. *WORK HEARTER LLC. 5 CROWN STREET, STRATFORD, CT 06418. NOT INV REL. JAN 2026. BASKETBALL COACHING AND MANAGEMENT. OWNER/CEO. INSTRUCTION, COACHING, SCHEDULING. NOT DURING TRADE HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-17
S63 Uniform Securities Agent State Law Examination 2007-08-17
  • S66 Uniform Combined State Law Examination
    2020-01-17
  • S63 Uniform Securities Agent State Law Examination
    2007-08-17

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