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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-28
IL RA APPROVED 2017-08-23
  • TX RA
    APPROVED_RES
    Since 2022-07-28
  • IL RA
    APPROVED
    Since 2017-08-23

Branch Locations

412 Sw Washington St Suite C, Peoria, IL 61602 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments Peoria IL 05/2013 08/2017
Kestra Investment Services, Llc Peoria IL 08/2017 Present
Kestra Advisory Services, Llc Peoria IL 08/2017 Present
  • 05/2013 → 08/2017
    Wfg Investments
    Peoria, IL
  • 08/2017 → Present
    Kestra Investment Services, Llc
    Peoria, IL
  • 08/2017 → Present
    Peoria, IL
Previous Registrations
  • 2013-05-03 → 2017-08-25
    Wfg Advisors, Lp
    Peoria, IL
  • 2007-08-10 → 2013-05-09
    Overland Park, KS
    Peoria, IL
    Chicago, IL
    Chicago, IL
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway | Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Adviser Start Date: 8/23/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment consulting Business Name: KB Elliott Financial Advisers Investment Related: Yes Address: 412 SW Washington St Suite C Peoria IL 61602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Producer Start Date: 5/15/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Give investment advice to clients Business Name: PARK SCHOOL PUMPKINS PUMPKIN PATCH POSITION: Owner NATURE: Agriculture INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2023 ADDRESS: 15619 N Princeville Jubilee Rd, Princeville IL 61559 DESCRIPTION: I make sure the farm is picked up so people can enjoy buying pumpkins, gourds and petting farm animals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-09
S63 Uniform Securities Agent State Law Examination 2007-02-08
  • S65 Uniform Investment Adviser Law Examination
    2007-08-09
  • S63 Uniform Securities Agent State Law Examination
    2007-02-08
Other Names
  • Todd J Reuber
  • Todd J Reuber

View on SEC IAPD

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