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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-28 |
| IL | RA | APPROVED | 2017-08-23 |
Branch Locations
412 Sw Washington St Suite C, Peoria, IL 61602 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments | Peoria | IL | 05/2013 | 08/2017 |
| Kestra Investment Services, Llc | Peoria | IL | 08/2017 | Present |
| Kestra Advisory Services, Llc | Peoria | IL | 08/2017 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway | Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Adviser Start Date: 8/23/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment consulting Business Name: KB Elliott Financial Advisers Investment Related: Yes Address: 412 SW Washington St Suite C Peoria IL 61602 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Producer Start Date: 5/15/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Give investment advice to clients Business Name: PARK SCHOOL PUMPKINS PUMPKIN PATCH POSITION: Owner NATURE: Agriculture INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2023 ADDRESS: 15619 N Princeville Jubilee Rd, Princeville IL 61559 DESCRIPTION: I make sure the farm is picked up so people can enjoy buying pumpkins, gourds and petting farm animals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-08 |
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