John Patrick Daly

Employer firm

Daly Investment Management, LLC CRD 149980

$124M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Daly Investment Management, Llc
  Chicago, IL
• 02/2000 → Present
  John Daly, Sole Proprietor
  Mount Prospect, IL
• 02/2017 → 08/2017
  Steele Capital Management, Inc
  Dubuque, IA

Previous Registrations

• 2017-02-14 → 2017-08-02
  Steele Capital Management, Inc.
  Mount Prospect, IL
  Dubuque, IA
• 2009-02-06 → 2009-04-16
  Lpl Financial Llc
  Chicago, IL
  Chicago, IL
  Charlotte, NC
• 2004-01-16 → 2009-02-17
  Charles Schwab & Co., Inc.
  Chicago, IL
  Chicago, IL
• 2003-06-09 → 2004-01-15
  A. G. Edwards & Sons, Inc.
  Chicago, IL

Other Businesses

John Daly, Sole Proprietor; Investment related; Insurance agent; approximately 5% of time is spent on this activity; Start date 02/2000

Exams

• S66 Uniform Combined State Law Examination
  2000-03-29

Designations

• Certified Financial Planner