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John Patrick Daly

Daly Investment Management, LLC

Mount Prospect, IL

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Current Employers
Daly Investment Management, Llc

930 E Northwest Highway, Mount Prospect, IL 60056 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-04-28
  • IL RA
    APPROVED
    Since 2009-04-28

Branch Locations

930 E Northwest Highway, Mount Prospect, IL 60056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daly Investment Management, Llc Chicago IL 04/2009 Present
John Daly, Sole Proprietor Mount Prospect IL 02/2000 Present
Steele Capital Management, Inc Dubuque IA 02/2017 08/2017
Previous Registrations
Other Businesses

John Daly, Sole Proprietor; Investment related; Insurance agent; approximately 5% of time is spent on this activity; Start date 02/2000

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-29
  • S66 Uniform Combined State Law Examination
    2000-03-29
Designations

View on SEC IAPD

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