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Keith C Ratcliffe

Ubs Asset Management (Americas) LLC

New York, NY

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-03-01
  • NJ RA
    APPROVED
    Since 2018-03-01

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 11/2007 Present
  • 11/2007 → Present
    Ubs
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-10
S63 Uniform Securities Agent State Law Examination 2007-08-02
  • S66 Uniform Combined State Law Examination
    2009-06-10
  • S63 Uniform Securities Agent State Law Examination
    2007-08-02
Other Names
  • Keith Charles Cornell Ratcliffe

View on SEC IAPD

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