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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-28 |
| CA | RA | APPROVED | 2020-09-11 |
Branch Locations
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Carlsbad | CA | 06/2010 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | NV | 06/2010 | 09/2020 |
| Ubs Financial Services Inc. | San Diego | CA | 09/2020 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR PROFIT 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: GEMMELL ENTERPRISES 3.INVESTMENT RELATED: (YES OR NO) NO 4.ADDRESS OF BUSINESS: 1652 SEATTLE SLEW WAY, OCEANSIDE, CALIFORNIA 92057 5.NATURE OF BUSINESS: SOLE PROPRIETORSHIP 6.YOUR POSITION, TITLE, ASSOCIATION: OWNER 7.START DATE OF RELATIONSHIP: 08/01/2012 8.NUMBER OF HOURS DEVOTED PER MONTH: 5 9.NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 10.YOUR DUTIES: NOTARY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-08 |
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