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225 S. Lake Avenue Suite 1075, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-09 |
Branch Locations
225 S. Lake Avenue Suite 1075, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Sterling Group | Pasadena | CA | 11/2006 | Present |
| Lpl Financial Llc | Pasadena | CA | 11/2006 | Present |
1.05/07/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Sterling Group; Investment Related; at Reported Business Location(s); Start Date 11/28/2016; 180hrs/mth; 80hrs during trading 2.05/07/2026; Gretchen Prince; Tax Prep/Accounting/CPA; Investment Related; Glendale,CA; Start Date 01/06/2016; 3hrs/mth; 0hrs during trading 3.05/07/2026; Gretchen Prince; Notary; Investment Related; Glendale,CA; Start Date 01/06/2016; 1hrs/mth; 0hrs during trading 4.05/07/2026; Gretchen Prince; Real Estate Rental; Investment Related; Glendale,CA; Start Date 02/16/2018; 5hrs/mth; 0hrs during trading 5.08/27/2026; (Hybrid) The Sterling Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 01/25/2012; 160hrs/mth; 80hrs during trading; I provide investment advisory services through The Sterling Group, an independent investment advisor firm. I started this business activity in 01/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6.08/27/2026; (Hybrid) The Sterling Group; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 10/01/2023; 160hrs/mth; 80hrs during trading;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-17 |
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