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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-13 |
Branch Locations
Wing Ming Building 2 Mott Street- 9Th Floor, New York, NY 10013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | New York | NY | 03/2007 | 03/2017 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | New York | NY | 07/2016 | Present |
(1) Name:9415 85 Ave LLC Inv rel: Y Add: Woodhaven, NY 11421 Nature: Owner/Partner Rental real estate Position: Owner/partner Start date: 10/01/2016 No. HR/MO: 0 No. HR/MO during sec trading: 0 (2) Name: 2209 80 Street LLC Inv rel: Y Add: East Elmhurst, NY 11370 Nature: Owner/Partner Rental real estate Position: Owner/partner Start date: 07/01/2017 No. HR/MO: 0 No. HR/MO during sec trading: 0 (3) Name: Feng Zheng Inv rel: Y Add: 5759 Bryant St, Newark, NJ 07104 Nature: Owner/Partner Rental real estate Position: Owner/partner Start date: 10/01/2018 No. HR/MO: 0 No. HR/MO during sec trading: 0 (4) Name: Feng Zheng Inv rel: N Add: 5623 203 Street, Oakland Gardens, NY 11364 Nature: Other - Notary Public Position: Notary Public Start date: 08/01/2005 No. HR/MO: 0 No. HR/MO during sec trading: 0 (5) Name: Feng Zheng Inv rel: Y Add: 2 Mott St, 9th FL, New York, NY 10013 Nature: Individual Life Position: Sales, Agent Start date: 07/01/2016 No. HR/MO: 20 No. HR/MO during sec trading: 15 (6) Name: Y & Q 11 Holding, Inc. Inv Rel: Y Add: Brooklyn, NY 11221 Nature: Rental Property Position: Share Holder Start Date: 03/29/2021 No Hrs/Mo: 0 No/Hrs Mo dur trading: 0 Describe Duties: None. (7) Name: SNDLIN 138 LLC Inv Rel: Y Add: Philadelphia, PA 19114 Nature: Rental Property Position: Owner of LLC for Rental Property Start Date: 08/26/2022 No Hrs/Mo: 0 No/Hrs Mo dur trading: 0 Describe Duties: None (8) Name: 6737 Castor Ave LLC Inv Rel: Y Add: Philadelphia, PA 19149 Nature: Rental Property Position: Owner of LLC for Rental Property Start Date: 06/23/2022 No Hrs/Mo: 0 No/Hrs Mo dur trading: 0 Describe Duties: None.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-19 |
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