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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-29 |
Branch Locations
1585 Broadway, New York, NY 10036 • United States
2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2008 | 12/2019 |
| Bank Of America, N.A. | New York | NY | 07/2014 | 11/2021 |
| Morgan Stanley | New York | NY | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-06 |
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