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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | Addison | TX | 05/2016 | 04/2017 |
| Usaa Financial Planning Services | Addison | TX | 05/2016 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 04/2017 | 06/2022 |
| The Vanguard Group, Inc. | Plano | TX | 06/2022 | Present |
| Vanguard Marketing Corporation | Plano | TX | 06/2022 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 06/2022 | Present |
NAME OF BUSINESS: INSURANCE LICENSES INVESTMENT RELATED ADDRESS: FORT WORTH, TX NATURE OF BUSINESS: LIFE, HEALTH, PROPERTY, CASUALTY START DATE: 06/2022 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAINING LICENSES ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-11 |
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