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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-29 |
| OR | RA | APPROVED | 2007-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Silverton | OR | 01/2000 | Present |
1) 03/21/2012: Roberts, Ring & Fischer Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 08/18/2016 * Ryan & Angela Fischer * Real Estate Rental * NOT INV REL * 4541-4571 Chippewa Court, Salem, OR 97302 1481 Salishan Dr. Salem, OR 97302 * START 02/01/2005 * 0 HRS/MO. 3) 07/03/2017-Roberts, Ring & Fischer Wealth Management, Inc.-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-We are operating as an S Corp which is co-owned by 2 LPL reps (Stephanie Ring and myself). No outside business is conducted through this DBA-start 01/01/2017-Hours per month 155/ hours during trading 7
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-30 |
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