Best Investors Account Sign in

Stephanie Lee Ring

LPl Financial LLC

Silverton, OR

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
OR RA APPROVED 2014-08-18
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • OR RA
    APPROVED
    Since 2014-08-18

Branch Locations

201 S. Water St., Silverton, OR 97381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Silverton OR 08/1998 Present
Other Businesses

1. 5/21/2012 - DBA ONLY - ROBERTS, RING & FISCHER WEALTH MANAGEMENT, INC. - SILVERTON, OR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-13
S63 Uniform Securities Agent State Law Examination 1998-10-30
  • S66 Uniform Combined State Law Examination
    2014-08-13
  • S63 Uniform Securities Agent State Law Examination
    1998-10-30
Other Names
  • Stephanie Lee Roberts
  • Stephanie Lee Roberts

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
BANKERS LIFE ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
REDW WEALTH LLC

Other Investors

ANGELA CATHERINE FISCHER
MEGAN ELIZABETH BERGEVIN
Lawrence David Biggerstaff
Daniel R Hailey
Kylee Williams
Brynie James Robinson
Oscar Mauricio Ramos
Rose Shelton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Silverton, OR
EDWARD JONES · SILVERTON, OR
EDWARD JONES · SILVERTON, OR
EDWARD JONES · SILVERTON, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Salem, OR
EDWARD JONES · WOODBURN, OR
LPL FINANCIAL LLC · WOODBURN, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Salem, OR

More in Silverton, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor