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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| OR | RA | APPROVED | 2017-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Silverton | OR | 01/2018 | Present |
| Lpl Financial, Llc | Silverton | OR | 08/2011 | 12/2017 |
1) 7/12/2011: No Business Name - Real Estate Rental - Investment Related - Salem, OR - 0% Time Spent - Rental property. 2) 3/30/2012: Roberts, Ring & Fischer Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-25 |
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