Diane Frances De Oliveira

Current Employers

Employment History

• 07/2014 → 10/2019
  1St Global Capital Corp.
  Mount Arlington, NJ
• 07/2014 → 10/2019
  1St Global Advisors, Inc
  Mount Arlington, NJ
• 07/2014 → Present
  Nisivoccia Llp
  Mount Arlington, NJ
• 07/2014 → 09/2025
  Avantax Insurance Agency, Llc
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Flanders, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ
  Sparta, NJ
  Flanders, NJ
  Parsippany, NJ
  New York, NY
  Ewing, NJ
  Newton, NJ
  Flemington, NJ
  Bridgewater, NJ
  Denver, CO
• 2014-07-30 → 2019-10-25
  1St Global Advisors Inc
  Mount Arlington, NJ
• 2010-02-16 → 2014-07-30
  R.G Hurley & Associates, Inc.

Other Businesses

1) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: WEALTH ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 8 START DATE: 01/13/2015 ADDRESS: Mt Arlington NJ , United States DESCRIPTION: MARKETING AND EXPENSE SHARING OF THE FINANCIAL SERVICE BUSINESS, WEALTH ADVISOR. PREPARE, FACILITATE AND FOLLOW UP ON CLIENT MEETINGS. 2) NISIVOCCIA, LLP POSITION: ASSOCIATE FINANCIAL PLANNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2014 ADDRESS: Mt Arlington NJ , United States DESCRIPTION: Provide financial services to clients. 3) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2021 ADDRESS: 200 Valley Road, Suite 300, Mt. Arlington NJ 07856, United States DESCRIPTION: Operations/Marketing/Compliance/Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-05-12

Designations

Other Names

• Diane Frances Sweeney
• Diane F De Oliveira
• Diane Deoliveira