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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-26 |
Branch Locations
443 Hillside Avenue, Williston Park, NY 11596 • United States
330 South Service Road Suite 118, Melville, NY 11747 • United States
1420 Northern Boulevard, Manhasset, NY 11030 • United States
50 Middle Neck Road, Great Neck, NY 11021 • United States
146 Fulton Avenue, Hempstead, NY 11550 • United States
998 Franklin Avenue, Garden City, NY 11530 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Carle Place | NY | 02/2016 | 01/2017 |
| Jp Morgan Securities Llc | Carle Place | NY | 02/2016 | 01/2017 |
| Capital One Investing, Llc | Westbury | NY | 01/2017 | 04/2018 |
| Capital One Advisors, Llc | Westbury | NY | 03/2017 | 04/2018 |
| Citigroup | Garden City Park | NY | 04/2018 | 02/2022 |
| Wells Fargo Clearing Services, Llc | New York | NY | 02/2022 | 01/2023 |
| Santander Bank, Na | Boston | MA | 01/2023 | Present |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-30 |
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