Brian Joseph Mocogni

Current Employers

Employment History

• 03/2021 → Present
  All That Matters Financial Services Llp
  North Kingstown, RI
• 01/2019 → 10/2022
  The Windmill Group
  Somers, NY
• 01/2017 → 12/2018
  Equitable Advisors
  Warwick, RI
• 04/2015 → 11/2016
  Tiaa Cref
  Providence, PA
• 02/2022 → Present
  All That Matters Financial Services Llp
  North Kingstown, RI
• 05/2025 → Present
  Savvy
  Cranston, RI

Previous Registrations

• 2023-09-19 → 2025-09-22
  All That Matters Financial Services Llp
  North Kingstown, RI
• 2021-02-10 → 2023-10-06
  The Windmill Group, Inc.
  Somers, NY
  Cranston, RI
  Cranston, RI
• 2017-01-27 → 2018-07-16
  Equitable Advisors, Llc
  Warwick, RI
• 2015-04-28 → 2015-11-16
  Tiaa-Cref Individual & Institutional Services, Llc
  Providence, RI
• 2013-10-21 → 2015-04-23
  Msi Financial Services, Inc.
  Southborough, MA
  Cranston, RI
  Westboro, MA
  Southborough, MA
  East Providence, RI
  Westboro, MA
  Warwick, RI
  East Providence, RI
• 2008-01-11 → 2009-03-26
  Banc Of America Investment Services, Inc.
  Providence, RI

Other Businesses

Insurance Agent with Lincoln Heritage Insurance Company (dba Final Expense Insurance); Investment related; Start date: 9/01/2024; 10-15 hours per week.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-22
• S65 Uniform Investment Adviser Law Examination
  2008-01-10
• S63 Uniform Securities Agent State Law Examination
  2007-05-08

Designations

Other Names

• Brian J Mocogni