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Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-31
TX RA APPROVED 2026-07-30
  • IL RA
    APPROVED
    Since 2026-07-31
  • TX RA
    APPROVED
    Since 2026-07-30

Branch Locations

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Poplar Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midland States Bank La Salle St Securities Rockford IL 11/2023 02/2024
Fidelity Investments Geneva IL 08/2022 11/2023
Raymond James Nashville TN 11/2020 08/2022
Edward Jones Rockford IL 02/2012 11/2020
Lyft San Francisco CA 12/2022 03/2025
Ted Sangalis Oak Brook IL 05/2024 06/2024
Theodore Sangalis Oak Brook IL 06/2024 08/2024
Northwestern Mutual Investment Services Llc Oak Brook IL 06/2024 08/2024
Uber San Francisco CA 03/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2024 08/2024
Ameriprise Financial Services, Llc Rockford IL 09/2024 07/2026
Facet West Palm Beach FL 07/2026 Present
  • 11/2023 → 02/2024
    Midland States Bank La Salle St Securities
    Rockford, IL
  • 08/2022 → 11/2023
    Fidelity Investments
    Geneva, IL
  • 11/2020 → 08/2022
    Raymond James
    Nashville, TN
  • 02/2012 → 11/2020
    Rockford, IL
  • 12/2022 → 03/2025
    Lyft
    San Francisco, CA
  • 05/2024 → 06/2024
    Ted Sangalis
    Oak Brook, IL
  • 06/2024 → 08/2024
    Theodore Sangalis
    Oak Brook, IL
  • 06/2024 → 08/2024
    Oak Brook, IL
  • 03/2024 → Present
    Uber
    San Francisco, CA
  • 07/2024 → 08/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2024 → 07/2026
    Rockford, IL
  • 07/2026 → Present
    West Palm Beach, FL
Previous Registrations
Other Businesses

Outside Employment; Uber; Driver; Driver for a rideshare company: Uber.; 1455 3rd St, , San Francisco, CA, 94158; Not Investment-Related; 03/11/2024; 20 to 39 hours per month; 0 during trading hours / DoorDash; Delivery/Courier; Delivery/Courier Service; 303 2nd Street, , San Francisco, CA, 94107; Not Investment-Related; 04/04/2025; 40 to 59 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-03
  • S66 Uniform Combined State Law Examination
    2007-03-03
Designations
Other Names
  • Shawn Daniel Rooney
  • Shawn Daniel Rooney
  • Shawn Rooney

View on SEC IAPD

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