Shawn Rooney

Employer firm

Facet CRD 285961

$7.60B regulatory AUM 2,521 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2023 → 02/2024
  Midland States Bank La Salle St Securities
  Rockford, IL
• 08/2022 → 11/2023
  Fidelity Investments
  Geneva, IL
• 11/2020 → 08/2022
  Raymond James
  Nashville, TN
• 02/2012 → 11/2020
  Edward Jones
  Rockford, IL
• 12/2022 → 03/2025
  Lyft
  San Francisco, CA
• 05/2024 → 06/2024
  Ted Sangalis
  Oak Brook, IL
• 06/2024 → 08/2024
  Theodore Sangalis
  Oak Brook, IL
• 06/2024 → 08/2024
  Northwestern Mutual Investment Services Llc
  Oak Brook, IL
• 03/2024 → Present
  Uber
  San Francisco, CA
• 07/2024 → 08/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2024 → 07/2026
  Ameriprise Financial Services, Llc
  Rockford, IL
• 07/2026 → Present
  Facet
  West Palm Beach, FL

Previous Registrations

• 2024-10-08 → 2026-07-29
  Ameriprise Financial Services, Llc
  Poplar Grove, IL
  Wayne, IL
  Rockford, IL
• 2024-07-01 → 2024-09-04
  Northwestern Mutual Investment Services, Llc
  Oak Brook, IL
• 2023-12-08 → 2024-02-16
  Midland Wealth Management
  Rockford, IL
• 2023-01-23 → 2023-12-01
  Fidelity Personal And Workplace Advisors
  Geneva, IL
• 2020-12-02 → 2022-09-01
  Raymond James & Associates, Inc.
  Nashville, TN
  South Beloit, IL
  Franklin, TN
• 2012-02-23 → 2020-11-20
  Edward Jones
  Rockford, IL
• 2011-01-05 → 2012-02-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rockford, IL
• 2007-03-06 → 2011-01-06
  Edward Jones
  Roscoe, IL
  St Louis, MO
  Roscoe, IL
  Rockford, IL

Other Businesses

Outside Employment; Uber; Driver; Driver for a rideshare company: Uber.; 1455 3rd St, , San Francisco, CA, 94158; Not Investment-Related; 03/11/2024; 20 to 39 hours per month; 0 during trading hours / DoorDash; Delivery/Courier; Delivery/Courier Service; 303 2nd Street, , San Francisco, CA, 94107; Not Investment-Related; 04/04/2025; 40 to 59 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-03

Designations

• Certified Financial Planner

Other Names

• Shawn Daniel Rooney
• Shawn Daniel Rooney
• Shawn Rooney