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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-03
LA RA APPROVED 2011-03-16
  • TX RA
    APPROVED_RES
    Since 2013-04-03
  • LA RA
    APPROVED
    Since 2011-03-16

Branch Locations

8550 United Plaza Blvd. Ste. 702, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 03/2011 Present
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 4041 GOVERNMENT ST, BATON ROUGE, LA, 4/2007 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL- 2 HR/MO - 2/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-08
  • S66 Uniform Combined State Law Examination
    2007-02-08
Other Names
  • John Deboer Jr

View on SEC IAPD

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