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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-03 |
| LA | RA | APPROVED | 2011-03-16 |
Branch Locations
8550 United Plaza Blvd. Ste. 702, Baton Rouge, LA 70809 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 03/2011 | Present |
1)INDEPENDENT INSURANCE AGENT, 4041 GOVERNMENT ST, BATON ROUGE, LA, 4/2007 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL- 2 HR/MO - 2/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-08 |
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