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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-14 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
5140 Birch Street Suite 300, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sowell Management | Newport Beach | CA | 05/2025 | Present |
| Rayliant Investment Research | Taipei | 05/2017 | Present | |
| Unemployed | Taipei | 03/2017 | 05/2017 | |
| Ap Shoes | Taipei | 09/2013 | 03/2017 |
Rayliant Wealth, May 2025, Investment related, Newport Beach, CA, President; DBA for advisory related activities. 120 Hours a month, 40 hours/month during trading hours. Rayliant, Asset Manager. VP of Global Business Development. Start date May 2017. 173 hours/month. 20 hours/month during trading hours. Drive ETF sales to RIAs and structured product solutions, OCIO models, RFPs, and customized investment portfolios for EWB advisors Provide support for China/HK private funds, IT, office management, and investment operations. Assist with special projects as needed. Rental Property, Owner, Start Date 12/2010, hour a month spent in this activity none during trading hours, Property Manager, Rental Revenue
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-04 |
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