Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-19
SC RA APPROVED 2013-01-16
FL RA APPROVED 2012-12-18
  • TX RA
    APPROVED_RES
    Since 2017-06-19
  • SC RA
    APPROVED
    Since 2013-01-16
  • FL RA
    APPROVED
    Since 2012-12-18

Branch Locations

220 Se 36Th Ave, Ocala, FL 34471 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Ocala FL 12/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-12-19
    Ocala, FL
  • 2008-05-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ocala, FL
  • 2008-01-01 → 2008-05-22
    Ocala, FL
  • 2007-02-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ocala, FL
    St. Louis, MO
Other Businesses

FMC REAL ESTATE, INV RELATED, OCALA, FL, 33.3% OWNER, START: 2016, 0 HOURS, NO DUTIES. SCOTT MCARTHUR, LLC, INVT RELATED, OCALA, FL, 100% OWNERSHIP, START DATE 4/8/2013, 0 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
  • S66 Uniform Combined State Law Examination
    2007-02-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ocala, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor