Bonnie Elizabeth Richards

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2007-07-31 → 2008-10-02
  Lehman Brothers Inc.
  New York, NY
  New York, NY

Other Businesses

1)AMERICAN BAR ASSOCIATION / UNKNOWN CHICAGO, IL / PROFESSIONAL ASSOCIATION / OTHER BAR ASSOCIATION / PROFESSIONAL / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / COMMITTEE CHAIR / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 09/01/2005. 2)ANGELA ZALLIE 2003 TRUST / MARLON, NJ / TRUSTEE / TRUST FOR BENEFICIARY / START DATE 06/03/2003. 3)THE ISADORE BRODSKY CANCER AND BLOOD INSTITUTEBROAD STREETPHILADELPHIA, PA / I AM A BOARD MEMBER OF THE INSTITUTE WHICH RESEARCH BLOOD DIEASES. MY ROLE IS MAINLY ASSISTING WITH THE BUDGETING PROCESS. / START DATE 12/01/2008 / 1 HR PER MONTH. 4)CLIQ MEDICA GROUP / 767 SOUTH 5TH STREET PHILADELPHIA,PA 19147 / PARTNERSHIP/ TELECOMMUNICATIONS / MUSIC STREAMING SERVICE / OFFICER / / REVIEW FINANCIALS AND PROMOTE SITE / START DATE 2/2/2015

Exams

• S66 Uniform Combined State Law Examination
  2007-07-30