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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-06-30
  • UT RA
    APPROVED
    Since 2017-06-30

Branch Locations

235 S 1300 E, Salt Lake City, UT 84102 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Sandy UT 10/2005 Present
Wells Fargo Clearing Services, Llc Salt Lake City UT 04/2017 Present
Previous Registrations
  • 2011-01-03 → 2011-08-16
    Draper, UT
  • 2007-01-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Draper, UT
    Sandy, UT
    Sandy, UT
    Draper, UT
    Sandy, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
  • S66 Uniform Combined State Law Examination
    2017-06-29
Other Names
  • Michael Benjamin Jones
  • Michael Jones

View on SEC IAPD

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