Jennie F Sowers

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2010 → 06/2018
  Bank Of America, N.A.
  New York, NY
• 06/2018 → 03/2023
  Kore Private Wealth, Llc
  New York, NY
• 11/2022 → Present
  Corient
  New York, NY
• 11/2022 → 07/2023
  Cipw Service Company, Llc
  Toronto
• 07/2023 → Present
  Corient Services Llc
  Miami, FL

Previous Registrations

• 2018-09-06 → 2023-03-31
  Kore Private Wealth, Llc
  New York, NY
• 2009-01-09 → 2018-06-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Verona, NJ
  Verona, NJ
• 2002-11-18 → 2009-01-27
  Ubs Financial Services Inc.
  New York, NY
  New York, NY

Other Businesses

I*91194 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PRESBYTERIAN CHURCH OF UPPER MONTCLAIR INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 53 NORWOOD AVENUE, MONTCLAIR, NEW JERSEY 7043 NATURE OF BUSINESS: OTHER, CHURCH POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/4/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PCUM HAS A MEMORIAL ENDOWMENT - THIS POSITION IS RESPONSIBLE FOR REGULARLY MONITORING AND REVIEWING THE INVESTMENTS IN THE ENDOWMENT WITH THE INVESTMENT ADVISOR.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-16
• S63 Uniform Securities Agent State Law Examination
  1998-09-21

Designations

• Certified Financial Planner

Other Names

• Jennie Moore Ferguson