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Michael Christopher Lombardi

Shorehaven Wealth Partners, LLC

Red Bank, NJ

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Current Employers
Shorehaven Wealth Partners, Llc

188 East Bergen Place Suite 202, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-07
NJ RA APPROVED 2020-07-23
  • TX RA
    APPROVED
    Since 2021-05-07
  • NJ RA
    APPROVED
    Since 2020-07-23

Branch Locations

188 East Bergen Place Suite 202, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Red Bank NJ 04/2012 07/2020
Morgan Stanley Private Bank, N.A. New York NY 03/2015 07/2020
Shorehaven Wealth Partners, Llc Red Bank NJ 07/2020 Present
Purshe Kaplan Sterling Investments Albany NY 07/2020 08/2023
  • 04/2012 → 07/2020
    Morgan Stanley Smith Barney Llc
    Red Bank, NJ
  • 03/2015 → 07/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2020 → Present
    Shorehaven Wealth Partners, Llc
    Red Bank, NJ
  • 07/2020 → 08/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1/2023 Independent Licensed insurance Agent; Investment Related; New Jersey; Accident & Health or sickness/Life/Variable Life & Variable Annuity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 2007-05-10
  • S65 Uniform Investment Adviser Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    2007-05-10
Designations
Other Names
  • Michael Lombardi
  • Michael C Lombardi

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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