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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-01
TX RA APPROVED 2022-09-01
  • CA RA
    APPROVED
    Since 2022-09-01
  • TX RA
    APPROVED
    Since 2022-09-01

Branch Locations

3777 Long Beach Blvd. 5Th Floor, Long Beach, CA 90807 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Milwaukee WI 11/2006 07/2021
Northwestern Mutual Investment Services, Llc Orange CA 03/2010 07/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 07/2021
Lpl Financial, Llc Long Beach CA 07/2021 Present
Global Retirement Partners, Llc Long Beach CA 07/2021 Present
Previous Registrations
Other Businesses

1) 2021 - DBA for LPL Business (entity for LPL business) - Bryson Wealth Management - Investment Related - Long Beach, CA 90807 2) 2017 - Business Entity For Tax/Investment Purposes Only - DIETTE INSURANCE AND FINANCIAL SERVICES, INC. - Not Investment Related - Seal Beach, CA 3) 7/20/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 2006 - 10 Hours Per Month - Selling life, disability, LTC. 4) 7/27/2021 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 7/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-01
S63 Uniform Securities Agent State Law Examination 2007-05-25
  • S65 Uniform Investment Adviser Law Examination
    2022-09-01
  • S63 Uniform Securities Agent State Law Examination
    2007-05-25
Other Names
  • Brendan G. Diette

View on SEC IAPD

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