Vikas Mohindra

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2011 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2008-05-16 → 2008-12-09
  Morgan Stanley & Co. Llc
  New York, NY

Other Businesses

I*4873271, Entity Type: Entity Charitable, Name of OBA: M J. F Foundation, Address: New York, New York, 10001, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 07/10/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Leading meetings for the leadership council and bringing them together. Parkinson's Research

Exams

• S66 Uniform Combined State Law Examination
  2008-05-15