Richard Anthony Balch

Current Employers

Employment History

• 11/2006 → 01/2024
  Woodbury Financial Services
  Green Bay, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Green Bay, WI

Previous Registrations

• 2007-01-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Green Bay, WI

Other Businesses

1. WOODMEN FINANCIAL RESOURCES AGENT; INSURANCE; INVESTMENT RELATED: NO NUMBER OF HRS: 15 INVESTMENT RELATED HRS: 15 START DATE: 10/22/06 GREEN BAY,WI 54304 SALES OF LIFE/HEALTH INSURANCE PRODUCTS. 2. RENTAL PROPERTY OWNER; LLC OWN BUILDING I WORK OUT OF. INVESTMENT RELATED: NO NUMBER OF HRS: 5 INVESTMENT RELATED HOURS: 0 3/15/13 GREEN BAY, WI 54304 BUILDING MAINTENANCE. 3. RICHARD A BALCH FINANCIAL MANAGEMENT INC: PRESIDENT; S-CORP; INVESTMENT RELATED: NO NUMBER OF HRS: 20 INVESTMENT RELATED HRS: 20 1/1/11 GREEN BAY, WI 54304 MANAGE OPERATIONS (DBA WOODMEN FINANCIAL RESOURCES). 4. POLISH LEGION OF AMERICAN VETERANS POST 186 POSITION: Adjutant and bartender NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 10/1/19 ADDRESS: 3927 Lily Lake Rd, Poland WI 54311 DESCRIPTION: Maintain minutes of meeting. Serve alcoholic beverages to members and local residents. 5. BUSINESS NETWORK INTL (BNI) HARBOR MASTERS CHAPTER POSITION: Member; under a franchised ownership (I have no ownership rights) INVESTMENT RELATED: No NUMBER OF HRS: 6 SECURITIES TRADING HRS: 6 START DATE: 7/1/2009 348 Napoleon Rd, Michigan Center MI 49254 Meet with small business owners and exchange referrals. 6. BOY SCOUTS OF AMERICA - BAY LAKES COUNCIL Commissioner; Non profit INVEST RELATED: No NUMBER OF HRS: 5 SEC TRADING HRS: 0 START DATE: 11/1/19 Attend meetings, provide mentorship to unit leaders. 7. UNITED STATES COAST GUARD AUXILIARY POSITION: Vice Division Commander/Vessel Examiner / Sea Scouts liaison NATURE: Government; non profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 1/1/21 ADDRESS: 2501 Canal St, Sturgeon Bay WI 54235 DESCRIPTION: Inspect recreational boats to ensure they meet USCG safety standards. Also interface between BSA Sea Scouts and the USCG Auxiliary. I am the Vice Division Commander for the NE WI Region and help administrate the USCG Auxiliary program. 8. THE PHOENIX NEST, LLC POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2017 ADDRESS: 321 HEIDELBERG CT, GREEN BAY WI 54302 DESCRIPTION: GENERAL UPKEEP OF RESIDENTAIL RENTAL PROPERTY LOCATED 1919 LAKESIDE PLACE, GREEN BAY WI 54302. 6 TENANTS. DUTIES INCLUDE YARD UPKEEP, HOUSE MAINTENANCE, AND ADMINISTRATIVE DOCUMENTATION OF BUSINESS RELATED PAPERWORK. ALSO OWN 1222 S RIDGE RD, 1225 S RIDGE RD and 1322 Ninth St homes BUT TENANTs MAINTAIN both PLACEs. 9. UNITED PATRIOTIC SOCIETY President; Non profit INVEST RELATED: No NUMBER OF HRS: 1 SEC HOURS: 0 START DATE: 1/1/2023 ADDRESS: 100 N Jefferson, Green Bay WI 54301 Patriotic Society meets quarterly. This includes all veteran groups in Green Bay area. Participate in ceremonial events for Memorial Day and Veterans Day. I set the agenda and run the meeting. I have no check writing authority. I am the speaker and master of ceremonies at the community patriotic events. 10. NATIONAL ASSOCIATION OF FINANCIAL ADVISORS AND INSURANCE AGENTS WISCONSIN (NAIFA-WI) POSITION: Member NATURE: Corporation under the laws of WI. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 600 State St A, Cedar Falls IA 50613 DESCRIPTION: NAIFA is an advocacy group for insurance agents and financial advisors promoting the interests of "Main Street" America as well as the agent. This includes meeting with local politicians from both federal and state levels. I am responsible to attending monthly meetings and voting on measures that come up. This includes the NAIFA-WI budget, approval of NAIFA-WI expenditures, decisions about future events and strategic intent of the organization. I attend a Day on the Hill session in Washington DC and Madison WI and conduct advocacy of any issues that are up for vote to include financial literacy, cyber-security in the financial industry, and elder-abuse prevention in the financial industry.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-19

Designations