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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
150 East Rand Road, Arlington Heights, IL 60004 • United States
950 W Touhy Ave, Park Ridge, IL 60068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Mt. Prospect | IL | 10/2012 | 06/2017 |
| Wayne Hummer Investments | Arlington Heights | IL | 06/2017 | 01/2025 |
| Lpl Financial Llc | Park Ridge | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/04/2024- 160 hours per month/ during trading 2- 01/2025- Wintrust Wealth Management- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/04/2024- 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-11 |
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